All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2023-11
Effective / Approved
Amend the Fee Schedule to adopt new fees for Priority Customer Complex Orders that leg into the Simple Order Book.
April 13, 2023
SR-MIAX-2023-17
Withdrawn
This filing was withdrawn on June 7, 2023 and replaced with SR-MIAX-2023-23.
April 11, 2023
SR-EMERALD-2023-10
Withdrawn
This filing was withdrawn on June 7, 2023 and replaced with SR-EMERALD-2023-13.
April 11, 2023
SR-MIAX-2023-16
Withdrawn
This filing was withdrawn on April 21, 2023 and replaced with SR-MIAX-2023-19.
April 05, 2023
SR-PEARL-2023-17
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to amend fees for historical Open-Close Report data to: (i) add a fee of $500 per request per month for ad hoc requests for end-of-day data; (ii) add a fee of $1,000 per request per month for ad hoc requests for intra-day data; and (iii) adopt academic discounts for requests for ad hoc historical end-of-day and intra-day Open-Close data.
April 03, 2023
SR-MIAX-2023-15
Effective / Approved
Amend the Fee Schedule to amend fees for historical Open-Close Report data to: (i) add a fee of $500 per request per month for ad hoc requests for end-of-day data; (ii) add a fee of $1,000 per request per month for ad hoc requests for intra-day data; and (iii) adopt academic discounts for requests for ad hoc historical end-of-day and intra-day Open-Close data.
April 03, 2023
SR-EMERALD-2023-09
Effective / Approved
Amend the Fee Schedule to amend fees for historical Open-Close Report data to: (i) add a fee of $500 per request per month for ad hoc requests for end-of-day data; (ii) add a fee of $1,000 per request per month for ad hoc requests for intra-day data; and (iii) adopt academic discounts for requests for ad hoc historical end-of-day and intra-day Open-Close data.
April 03, 2023
SR-PEARL-2023-16
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to: (i) increase the rebate for Adding Liquidity (displayed and non-displayed) orders sub-dollar securities; (ii) increase the fee for Removing Liquidity in sub-dollar securities; (iii) update the corresponding liquidity indicator codes; and (iv) increase the percentage threshold for Add Volume Tier 3.
March 31, 2023