All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-26
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove an additional separate rebate for Maker volume in Non-Penny classes.
June 09, 2023
SR-MIAX-2023-24
Effective / Approved
Amend the Fee Schedule to (i) modify the Priority Customer Rebate Program to remove a certain incremental rebate; and (ii) to amend the calculation and application of the rebate in the Professional Rebate Program.
June 09, 2023
SR-PEARL-2023-25
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the criteria for the Step-Up Added Liquidity Rebate.
June 07, 2023
SR-MIAX-2023-23
Withdrawn
This filing has been withdrawn on January 17, 2024.
June 07, 2023
SR-EMERALD-2023-13
Withdrawn
This filing has been withdrawn on January 17, 2024.
June 07, 2023
SR-MIAX-2023-22
Withdrawn
Amend Rule 404, Series of Option Contracts Open for Trading, to adopt a new strike listing program.
June 05, 2023
SR-PEARL-2023-24
Withdrawn
This filing was withdrawn on June 9, 2023 and replaced with SR-PEARL-2023-26.
May 31, 2023
SR-PEARL-2023-23
Withdrawn
This filing was withdrawn on June 7, 2023 and replaced with SR-PEARL-2023-25.
May 31, 2023