All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2023-16
Effective / Approved
Proposal to make a number of minor, non-substantive edits to Interpretations and Policies .01(b) of Exchange Rule 100, Exchange Rule 515A, and Interpretations and Policies .03 of Exchange Rule 521.
July 17, 2023
SR-PEARL-2023-31
Effective / Approved
Proposal to amend the MIAX Pearl Equities Fee Schedule to: 1) reduce the rebate for executions of orders in securities priced at or above $1.00 per share for Added Displayed Volume; 2) increase the fees applicable to the Remove Volume Tiers; and 3) adopt new Liquidity Indicator Codes for executions of orders in all securities that remove Retail Orders.
July 11, 2023
SR-PEARL-2023-30
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adopt new routing groups and fees for Nasdaq MRX.
June 29, 2023
SR-PEARL-2023-29
Withdrawn
This filing was withdrawn on July 11, 2023 and replaced with SR-PEARL-2023-31.
June 29, 2023
SR-MIAX-2023-28
Effective / Approved
Amend the Fee Schedule to extend certain non-transaction fee waivers for Market Makers that trade solely in Proprietary Products until December 31, 2023.
June 29, 2023
SR-MIAX-2023-27
Effective / Approved
Amend the Fee Schedule to adopt a new routing group and fee for Nasdaq MRX.
June 29, 2023
SR-EMERALD-2023-15
Effective / Approved
Amend the Fee Schedule to adopt new routing groups and fees for Nasdaq MRX.
June 29, 2023
SR-MIAX-2023-26
Effective / Approved
Amend the Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until December 31, 2023.
June 28, 2023