All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-36
Effective / Approved
Amend MIAX Rule 515A Relating to a 50% Trade Allocation Entitlement
May 13, 2015
SR-MIAX-2015-35
Effective / Approved
Amend MIAX Rules 504 and 521 Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors
May 07, 2015
SR-MIAX-2015-31
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the Market Maker Trading Permit Fee
April 29, 2015
SR-MIAX-2015-32
Effective / Approved
Amend the MIAX Options Fee Schedule to Establish Fees for the MIAX Order Feed ("MOR")
April 28, 2015
SR-MIAX-2015-19
Effective / Approved
Amend MIAX Rule 515 with Respect to QCC Orders and Customer-to-Customer Cross Orders
April 13, 2015
SR-MIAX-2015-29
Effective / Approved
Amend MIAX Rule 500 to Share Member-Designated Risk Settings with the Clearing Member
April 07, 2015
SR-MIAX-2015-28
Effective / Approved
Establish the MIAX Order Feed
April 07, 2015
SR-MIAX-2015-27
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program
April 07, 2015