All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2018-01
Effective / Approved
Amend Rules 700, 1308 and 1322 to make minor corrections.
January 03, 2018
SR-PEARL-2017-40
Effective / Approved
Amend the Fee Schedule to modify Section 1, Transaction Rebates/Fees.
December 29, 2017
SR-PEARL-2017-38
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, and amend the Fee Schedule to adopt MEO Purge Ports.
December 15, 2017
SR-MIAX-2017-49
Effective / Approved
Amend Rule 612, Aggregrate Risk Management ("ARM"), and Rule 518, Complex Orders, to adopt a Market Maker Single Side Protection (“SSP”) Feature.
December 15, 2017
SR-PEARL-2017-39
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until June 30, 2018.
December 11, 2017
SR-MIAX-2017-48
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until June 30, 2018.
December 11, 2017
SR-PEARL-2017-37
Effective / Approved
Amend Rules 517A, Aggregate Risk Manager for EEMS ("ARM-E"), and 517B, Aggregate Risk Manager for Market Makers ("ARM-M").
November 28, 2017
SR-MIAX-2017-46
Effective / Approved
Amend the MIAX Order Feed ("MOR") to add a new feature to indicate the priority customer volume represented by a derived order.
November 17, 2017