All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-13
Withdrawn
Amend the MIAX PEARL Fee Schedule to Waive Transaction Fees for the Opening Process. This filing was withdrawn and replaced with SR-PEARL-2017-17.
March 29, 2017
SR-MIAX-2017-14
Withdrawn
Amend the Fee Schedule to adopt an Appointed Affiliate Program. This filing was withdrawn and replaced with SR-MIAX-2017-15.
March 29, 2017
SR-MIAX-2017-13
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to add Interpretations and Policies .03 to change and conform how all of the exchanges handle obvious errors in complex orders.
March 17, 2017
SR-PEARL-2017-12
Effective / Approved
Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs, and 517B, Aggregate Risk Manager for Market Makers.
March 06, 2017
SR-PEARL-2017-11
Effective / Approved
Amend MIAX PEARL Rules 100, 404, 515, 529 and 601 to Make Minor Corrective Changes.
March 03, 2017
SR-MIAX-2017-12
Effective / Approved
Amend Rule 515, Execution of Orders and Quotes, to enhance the price protection process.
March 03, 2017
SR-MIAX-2017-11
Effective / Approved
Amend the Fee Schedule to modify the professional rebate program.
February 28, 2017
SR-MIAX-2017-10
Effective / Approved
Amend the Fee Schedule to modify the market maker transaction fees.
February 24, 2017