All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-45
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the MIAX Price Improvement Mechanism ("PRIME") Fees
July 07, 2015
SR-MIAX-2015-44
Effective / Approved
Amend MIAX Rule 612 Regarding Enhanced Aggregate Risk Manager Protections for Exchange Market Makers
June 26, 2015
SR-MIAX-2015-43
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the Fees for FIX Ports
June 24, 2015
SR-MIAX-2015-42
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Market Maker Sliding Scale for Transaction Fees
June 24, 2015
SR-MIAX-2015-41
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the MIAX Price Improvement Mechanism ("PRIME") Fees
June 24, 2015
SR-MIAX-2015-40
Effective / Approved
Amend MIAX Rule 510 to Extend the Penny Pilot Program until June 30, 2016
June 18, 2015
SR-MIAX-2015-37
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the MEI Port Fees to Market Makers
May 29, 2015
SR-MIAX-2015-38
Effective / Approved
Amend the Miami International Holdings, Inc. Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws
May 28, 2015