All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-72
Effective / Approved
Amend the MIAX Options Fee Schedule to Reduce the Non-MIAX Market Maker Transaction Fees in EEM, GLD, IWM, QQQ and SPY Effective January 1, 2016
December 11, 2015
SR-MIAX-2015-71
Effective / Approved
Amend MIAX Rules 203, 1302 and 1304 to Establish the Series 57 Examination, Establish the Securities Trader and Securities Trader Principal Categories and to Amend the Continuing Education Requirements
December 08, 2015
SR-MIAX-2015-70
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to Transaction Fees and Priority Customer Rebates in Non-Penny Pilot and Penny Pilot Classes
December 04, 2015
SR-MIAX-2015-69
Withdrawn
Amend the MIAX Options Fee Schedule to Modify the MIAX Price Improvement Mechanism ("PRIME") Fees
December 02, 2015
SR-MIAX-2015-65
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program Tiers 2 and 3
November 30, 2015
SR-MIAX-2015-68
Withdrawn
Amend the MIAX Options Fee Schedule to Modify the MIAX Price Improvement Mechanism ("PRIME") Fees
November 23, 2015
SR-MIAX-2015-67
Withdrawn
Amend the MIAX Options Fee Schedule Relating to Transaction Fees and Priority Customer Rebates in Non-Penny Pilot and Penny Pilot Classes
November 23, 2015
SR-MIAX-2015-64
Effective / Approved
Amend MIAX Rule 519 Relating to the MIAX Order Monitor
November 13, 2015