All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-27
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in SPY Options. This filing was withdrawn and replaced with SR-PEARL-2017-30.
May 31, 2017
SR-MIAX-2017-25
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to delete obsolete Rule 521(l)(5).
May 30, 2017
SR-PEARL-2017-26
Effective / Approved
Amend the Fee Schedule to establish an Options Regulatory Fee ("ORF").
May 26, 2017
SR-PEARL-2017-25
Withdrawn
Amend the Fee Schedule to reduce the taker fees for priority customer orders in Penny Classes. This filing was withdrawn and replaced with SR-PEARL-2017-29.
May 26, 2017
SR-MIAX-2017-24
Effective / Approved
Adopt Rule 1713, Consolidated Audit Trail-Fee Dispute Resolution, to establish the procedures for resolving potential disputes related to CAT fees charged to industry members.
May 23, 2017
SR-MIAX-2017-22
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, relating to cPRIME.
May 17, 2017
SR-PEARL-2017-24
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017
SR-MIAX-2017-23
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017