All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-16
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to Other Market Participant Transaction Fees
February 27, 2015
SR-MIAX-2015-15
Withdrawn
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program for PRIME Agency Orders
February 27, 2015
SR-MIAX-2015-14
Withdrawn
Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees in Non-Penny Pilot Options Classes
February 27, 2015
SR-MIAX-2015-13
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees
February 27, 2015
SR-MIAX-2015-11
Effective / Approved
Amend MIAX Rule 530 to Extend the Pilot Period for the Treatment of Erroneous Transactions During a Limit or Straddle State
February 18, 2015
SR-MIAX-2015-10
Effective / Approved
Amend MIAX Rule 404 Relating to the Short Term Option Series Program
February 09, 2015
SR-MIAX-2015-09
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols to Replace the Option Class "WAG" with "WBA"
February 05, 2015
SR-MIAX-2015-08
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the Priority Customer Rebate Program and MIAX Select Symbols
February 05, 2015