All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-66
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the MIAX Top Of Market ("ToM") and Administrative Information Subscriber ("AIS") Fees
December 19, 2014
SR-MIAX-2014-64
Effective / Approved
Extension of the Pilot Program that Eliminates the Position and Exercise Limits for SPY Through July 12, 2015
December 11, 2014
SR-MIAX-2014-63
Effective / Approved
Amend the MIAX Options Fee Schedule to Amend the non-MIAX Market Maker Transaction Fees in EEM, GLD, IWM, QQQ, and Spy Effective December 10, 2014
December 09, 2014
SR-MIAX-2014-62
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to its Marketing Fee Program in EEM, GLD, IWM, QQQ, and SPY Effective December 10, 2014
December 09, 2014
SR-MIAX-2014-61
Effective / Approved
Amend MIAX Rule 510 to Extend the Penny Pilot Program to June 30, 2015
November 25, 2014
SR-MIAX-2014-56
Effective / Approved
Amend MIAX Rule 515A regarding the start price of a PRIME Auction
October 31, 2014
SR-MIAX-2014-54
Effective / Approved
Add Exchange Rule 531, Trade Nullification and Price Adjustment Procedure
October 20, 2014
SR-MIAX-2014-55
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to its Marketing Fee Program
October 16, 2014