All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2016-08
Effective / Approved
Amend the Exchange's Amended and Restated By-Laws
March 29, 2016
SR-MIAX-2016-06
Effective / Approved
Amend the MIAX Options Fee Schedule to Broaden the Description of the Information Provided to Users of the FIX Drop Copy Port
February 26, 2016
SR-MIAX-2016-05
Effective / Approved
Amend the MIAX Options Fee Schedule to Implement a Professional Rebate Program
January 27, 2016
SR-MIAX-2016-03
Effective / Approved
Amend MIAX Rules 503 and 515 Relating to the Handling of Non-routable Orders
January 20, 2016
SR-MIAX-2016-02
Effective / Approved
Amend MIAX Rule 301 Concerning Unbundling of Orders
January 20, 2016
SR-MIAX-2016-01
Effective / Approved
Amend the MIAX Options Fee Schedule to Adopt a Series 57 Examination Fee and Amend the Continuing Education Fee
January 12, 2016
SR-MIAX-2015-75
Withdrawn
Amend the MIAX Options Fee Schedule to Eliminate the the Continuing Education Fees and the Qualification Examination Fee Under Web CRD Fees
December 29, 2015
SR-MIAX-2015-73
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the Price Improvement Mechanism ("PRIME") Fees
December 14, 2015