All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2020-05
Effective / Approved
Amend the Fee Schedule to amend certain cPRIME credits under the PCRP and amend certain fees for contra-side orders in a cPRIME Auction.
February 28, 2020
SR-PEARL-2020-04
Effective / Approved
Amend Chapter XVII, Consolidated Audit Trail Compliance Rule, relating to the CAT Market Maker Quote Exception.
February 27, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Bylaws
February 11, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Bylaw
February 11, 2020
SR-PEARL-2020-03
Effective / Approved
Adopt rules governing the trading of equity securities.
January 24, 2020
- SR PEARL 2020 03
- SEC Notice of Filing
- Federal Register Notice
- SEC Notice of Designation of Longer Period for Commission Action
- Federal Register Notice of Designation of Longer Period for Commission Action
- Amendment No. 1
- SEC Notice of Amendment No.1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
- Federal Register Notice of Amendment No.1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
- SEC Notice of Designation of Longer Period for Commission Action Until August 24 2020
- Federal Register Notice of Designation of Longer Period for Commission Action Until August 24 2020
- SEC Approval Order
- Federal Register Approval Order
SR-MIAX-2020-02
Withdrawn
This filing was withdrawn on March 16, 2020.
January 24, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rules
January 17, 2020
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rule
January 17, 2020