All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-37
Withdrawn
Amend the Fee Schedule to adopt transaction fees and rebates for (i) cPRIME Orders, (ii) cQCC Orders, and (iii) cC2C Orders. This filing was withdrawn and refiled as SR-MIAX-2017-40.
July 27, 2017
SR-MIAX-2017-36
Effective / Approved
Amend Rule 519C to reflect purge port functionality. Amend the Fee Schedule to identify and adopt fees for new MEI Ports known as Purge Ports.
July 24, 2017
SR-MIAX-2017-35
Effective / Approved
Amend Rules 404, 506, 806 and 1701 to make minor corrections.
July 19, 2017
SR-MIAX-2017-33
Effective / Approved
Amend Rule 404, Series of Options Contracts Open for Trading, to permit the Exchange to list options on IVV in $1 increments above $200.
July 18, 2017
SR-MIAX-2017-34
Effective / Approved
Amend Rules 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, 518, Complex Orders, and 519A, Risk Protection Monitor, relating to trade and price protections for the new complex order types.
July 13, 2017
SR-PEARL-2017-32
Effective / Approved
Amend Rule 404, Series of Options Contracts Open for Trading, to permit the Exchange to list options on IVV in $1 increments above $200.
July 11, 2017
SR-PEARL-2017-31
Effective / Approved
Amend Rule 524, Reporting of Matched Trades to Clearing Corporation, to adopt Interpretations and Policies .01 relating to post-trade adjustments.
June 28, 2017
SR-MIAX-2017-32
Effective / Approved
Amend Rule 524, Reporting of Matched Trades to Clearing Corporations, to adopt Interpretations and Policies .01 relating to post-trade adjustments.
June 28, 2017