All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2019-08
Effective / Approved
Amend Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes.
February 22, 2019
SR-EMERALD-2019-07
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons
February 22, 2019
SR-EMERALD-2019-06
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot until June 30, 2019
February 19, 2019
SR-EMERALD-2019-05
Effective / Approved
Amend Rule 602, Appointment of Market Makers
February 19, 2019
SR-MIAX-2019-04
Withdrawn
Amend the Fee Schedule to adopt Transaction Fees and Rebates for SPIKES index options. This filing was withdrawn and refiled as SR-MIAX-2019-11.
February 15, 2019
SR-EMERALD-2019-03
Effective / Approved
Amend Rule 519, MIAX Emerald Order Monitor
February 11, 2019
SR-MIAX-2019-02
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to adopt a provision specifically related to its volatility index product.
February 06, 2019
SR-PEARL-2019-01
Effective / Approved
Amend the Fee Schedule to modify the Options Regulatory Fee ("ORF").
February 01, 2019