All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2018-14
Effective / Approved
A proposal to list and trade options on the SPIKES Index.
June 28, 2018
SR-MIAX-2018-13
Effective / Approved
Amend Rule 602, Appointment of Market Makers, to specify the new method by which LMMs and RMMs request appointments via an Exchange approved electronic interface
June 26, 2018
SR-PEARL-2018-14
Effective / Approved
Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot program until December 31, 2018.
June 18, 2018
SR-MIAX-2018-12
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2018.
June 18, 2018
SR-PEARL-2018-13
Effective / Approved
Amend the Fee Schedule relating to certain transaction fees and rebates.
May 31, 2018
SR-MIAX-2018-11
Effective / Approved
Amend Rule 307, Interpretations and Policies .01, Position Limits and Rule 309, Interpretations and Policies .01, Exercise Limits to establish position and exercise limits for options on SPY
May 24, 2018
SR-PEARL-2018-12
Effective / Approved
Amend the Fee Schedule to adopt a Trading Permit Fee for an EEM Clearing Firm.
April 27, 2018
SR-PEARL-2018-11
Effective / Approved
Amend Rule 602, Continuing Market Maker Registration, to modify the Market Maker series registration process utilized by the Exchange..
April 13, 2018