All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2018-01
Effective / Approved
Amend Rule 517A, Aggregate Risk Manager for EEMs ("ARM-E"), and Rule 517B, Aggregate Risk Manager for Market Makers ("ARM-M"). to adopt a Market Maker Single Sided Protection ("SSP") feature.
February 06, 2018
SR-MIAX-2018-03
Withdrawn
Amend the Fee Schedule relating to a fee waiver for the Exchange's Administrative Information Subscriber ("AIS") Market Data Feed. This filing was withdrawn and refiled as SR-MIAX-2018-04.
January 30, 2018
SR-MIAX-2018-02
Effective / Approved
Amend the Fee Schedule to modify the PCRP volume threshold calculation methodology for the additional $0.02 per contract rebate.
January 30, 2018
SR-MIAX-2018-01
Effective / Approved
Amend Rules 700, 1308 and 1322 to make minor corrections.
January 03, 2018
SR-PEARL-2017-40
Effective / Approved
Amend the Fee Schedule to modify Section 1, Transaction Rebates/Fees.
December 29, 2017
SR-PEARL-2017-38
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, and amend the Fee Schedule to adopt MEO Purge Ports.
December 15, 2017
SR-MIAX-2017-49
Effective / Approved
Amend Rule 612, Aggregrate Risk Management ("ARM"), and Rule 518, Complex Orders, to adopt a Market Maker Single Side Protection (“SSP”) Feature.
December 15, 2017
SR-PEARL-2017-39
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until June 30, 2018.
December 11, 2017