All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2018-10
Effective / Approved
Amend Rule 503, Openings on the Exchange, to add additional clarity and detail regarding the Exchange's Opening Process
April 06, 2018
SR-PEARL-2018-08
Effective / Approved
Proposal to implement an Equity Rights Program
April 06, 2018
SR-PEARL-2018-09
Effective / Approved
Amend the Fee Schedule Section 1 to amend the Add/Remove Tiered Rebates/Fees to decrease the "Taker" fees in Tiers 4,5, and 6 assessable to all orders submitted by a Market Maker for options in Penny classes
March 08, 2018
SR-MIAX-2018-10
Effective / Approved
Amend Rule 307, Interpretations and Policies. 01, Position Limits and Rule 309, Interpretations and Policies. 01, Exercise Limits to increase the position and exercise limits for options on certain ETFs
March 08, 2018
SR-MIAX-2018-09
Effective / Approved
Amend the Fee Schedule to apply a fee cap on the Electronic Exchange Member Participant Identifier ("MPID") Fees
March 01, 2018
SR-PEARL-2018-07
Effective / Approved
Amend the Fee Schedule relating to certain non-transaction fees and rebates
February 28, 2018
SR-PEARL-2018-06
Withdrawn
Amend Section 1) Transaction Rebates/Fees of the Fee Schedule This filing has been withdrawn and refiled as SR-PEARL-2018-09.
February 28, 2018
SR-MIAX-2018-08
Effective / Approved
Amend the Fee Schedule to modify certain aspects of the Monthly Trading Permit Fees and the MEI Port Fees that apply to MIAX Options Market Makers
February 28, 2018