U.S. Equities

Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing

Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Market Wide Circuit Breaker Testing and Member Designation Standards Reminder

Market Wide Circuit Breaker Testing and Member Designation Standards Reminder

Changes to Certain Risk Controls on MIAX Pearl Equities

Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists

Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007