MIAX Pearl® Equities Regulatory Circulars
October 28, 2020
MIAX PEARL Equities RC-2020-14
Update to Order Routing Field Mapping for CAT
October 26, 2020
MIAX PEARL Equities RC-2020-13
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
MIAX PEARL Equities RC-2020-12
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information
September 28, 2020
MIAX PEARL Equities RC-2020-11
Update to Order Routing Field Mapping for CAT and OATS Reporting
September 22, 2020
MIAX PEARL Equities RC-2020-10
CRD Registration for MIAX PEARL, LLC
September 17, 2020
MIAX PEARL Equities RC-2020-09
Gross Notional Trade Value Settings and Adjustments by Members and Clearing Members on MIAX PEARL Equities
September 14, 2020
MIAX PEARL Equities RC-2020-08
Submission of Notification for Clearly Erroneous Executions or Appeal
September 14, 2020
MIAX PEARL Equities RC-2020-07
Trading Collar Reference Price and Specified Dollar Value