MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-29
Effective / Approved
Amend the Pearl Options Fee Schedule to amend the exchange grouping of options exchanges within the routing fee table.
June 28, 2024
SR-PEARL-2024-28
Effective / Approved
Amend the Pearl Equities Fee Schedule to amend the Step-Up Rebate in the NBBO Program.
June 28, 2024
SR-PEARL-2024-27
Pending
Amend Rule 3103, Continuing Education, to reopen the period by which eligible Members who participate in the Maintaining Qualification Program will be able to complete their prescribed 2022 and 2023 continuing education content.
June 28, 2024
SR-PEARL-2024-26
Effective / Approved
Proposal to amend the MIAX Pearl Equities Fee Schedule to: 1) amend certain fees for executions of orders in securities priced at or above $1.00 per share that remove liquidity; and 2) establish a new volume calculation method for the NBBO Program.
June 07, 2024
SR-PEARL-2024-25
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish market data fees.
May 31, 2024
SR-PEARL-2024-24
Withdrawn
This filing was withdrawn on June 7, 2024 and replaced with SR-PEARL-2024-26.
May 31, 2024
SR-PEARL-2024-23
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the Definitions and General Notes sections to include additional days that the Exchange will exclude from its calculation each month for purposes of determining an Equity Member's qualification for the Exchange's transaction pricing tiers and incentives.
April 30, 2024
SR-PEARL-2024-22
Withdrawn
This filing has been withdrawn on May 31, 2024 and replaced with SR-PEARL-2024-25.
April 23, 2024