MIAX Pearl® Equities Regulatory Circulars
August 15, 2022
MIAX Pearl Equities RC-2022-06
Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
August 04, 2022
MIAX Pearl Equities RC-2022-05
Prearranged Trading
July 20, 2022
MIAX Pearl Equities RC-2022-04
Market Wide Circuit Breaker Testing
Member Designation Standards
July 01, 2022
MIAX Pearl Equities RC-2022-03
Amendments to MIAX Rules for Registration Requirements, Continuing Education Requirements, and Electronic Filing Requirements for Uniform Forms
May 27, 2022
MIAX Pearl Equities RC-2022-02
Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended
May 27, 2022
MIAX Pearl Equities RC-2022-01
Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021
December 15, 2021
MIAX Pearl Equities RC-2021-03
Business Continuity and Disaster Recovery Plans Testing - Member Designation Standards
March 15, 2021
MIAX Pearl Equities RC-2021-02
MIAX Pearl Equities Rules Incorporated by Reference