MIAX Pearl® Equities Regulatory Circulars


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January 08, 2021

MIAX Pearl Equities RC-2021-01

Net Notional Trade Value Settings and Adjustments by Members and Clearing Members on MIAX Pearl Equities

December 18, 2020

MIAX Pearl Equities RC-2020-16

Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards

December 17, 2020

MIAX PEARL Equities RC-2020-15

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure

October 28, 2020

MIAX PEARL Equities RC-2020-14

Update to Order Routing Field Mapping for CAT

October 26, 2020

MIAX PEARL Equities RC-2020-13

Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees

October 26, 2020

MIAX PEARL Equities RC-2020-12

Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information

September 28, 2020

MIAX PEARL Equities RC-2020-11

Update to Order Routing Field Mapping for CAT and OATS Reporting

September 22, 2020

MIAX PEARL Equities RC-2020-10

CRD Registration for MIAX PEARL, LLC