MIAX Pearl® Equities Regulatory Circulars
January 08, 2021
MIAX Pearl Equities RC-2021-01
Net Notional Trade Value Settings and Adjustments by Members and Clearing Members on MIAX Pearl Equities
December 18, 2020
MIAX Pearl Equities RC-2020-16
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 17, 2020
MIAX PEARL Equities RC-2020-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rules To Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
October 28, 2020
MIAX PEARL Equities RC-2020-14
Update to Order Routing Field Mapping for CAT
October 26, 2020
MIAX PEARL Equities RC-2020-13
Proposed Rule Change To Amend the FINRA Codes of Arbitration Procedure To Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
October 26, 2020
MIAX PEARL Equities RC-2020-12
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information
September 28, 2020
MIAX PEARL Equities RC-2020-11
Update to Order Routing Field Mapping for CAT and OATS Reporting
September 22, 2020
MIAX PEARL Equities RC-2020-10
CRD Registration for MIAX PEARL, LLC