MIAX Pearl® Equities Regulatory Circulars
December 19, 2024
MIAX Pearl Equities RC-2024-17
Market Wide Circuit Breaker Testing
Member Designation Standards
December 17, 2024
MIAX Pearl Equities RC-2024-16
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
November 14, 2024
MIAX Pearl Equities RC-2024-15
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 07, 2024
MIAX Pearl Equities RC-2024-14
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
August 30, 2024
MIAX Pearl Equities RC-2024-13
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
August 27, 2024
MIAX Pearl Equities RC-2024-12
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 09, 2024
MAX Pearl Equities RC-2024-11
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 01, 2024
MIAX Pearl Equities RC-2024-10
Changes to Certain Risk Controls on MIAX Pearl Equities