U.S. Equities

FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations

FINRA Notice of Approval To Amend the Codes of Arbitration Procedure Governing the Arbitrator List-Selection Process and Procedural Rules

New Optional Functionality to Cancel Limit Orders not Establishing a New NBB or NBO

Market Wide Circuit Breaker Testing
Member Designation Standards

Market Wide Circuit Breaker Testing
Member Designation Standards

MIAX Pearl Equities Announces New Risk Controls and Enhancements to the Route to Primary Auction (“PAC”) Routing Option

Amendment of Exchange Rule 2622 to Establish Common Procedures for Halting and Resuming Trading in Equity Securities

FINRA Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes, Including in Response to Recommendations in the Report of Independent Counsel Lowenstein Sandler LLP