MIAX Pearl® Equities Regulatory Circulars
November 07, 2024
MIAX Pearl Equities RC-2024-14
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
August 30, 2024
MIAX Pearl Equities RC-2024-13
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
August 27, 2024
MIAX Pearl Equities RC-2024-12
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 09, 2024
MAX Pearl Equities RC-2024-11
Market Wide Circuit Breaker Testing and Member Designation Standards Reminder
July 01, 2024
MIAX Pearl Equities RC-2024-10
Changes to Certain Risk Controls on MIAX Pearl Equities
May 28, 2024
MIAX Pearl Equities RC-2024-09
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
May 03, 2024
MIAX Pearl Equities RC-2024-08
Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007
April 18, 2024
MIAX Pearl Equities RC-2024-07
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations