MIAX Pearl® Equities Regulatory Circulars
January 16, 2024
MIAX Pearl Equities RC-2024-02
Updated Implementation Dates for Changes to Certain Risk Controls on MIAX Pearl Equities
January 08, 2024
MIAX Pearl Equities RC-2024-01
Changes to Certain Risk Controls on MIAX Pearl Equities
December 15, 2023
MIAX Pearl Equities RC-2023-17
Business Continuity and Disaster Recovery Plans Testing and Member Designation Standards
October 31, 2023
MIAX Pearl Equities RC-2023-16
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
September 29, 2023
MIAX Pearl Equities RC-2023-15
FINRA Notice of Approval To Amend the Codes of Arbitration Procedure Governing the Arbitrator List-Selection Process and Procedural Rules
September 08, 2023
MIAX Pearl Equities RC-2023-14
New Optional Functionality to Cancel Limit Orders not Establishing a New NBB or NBO
August 22, 2023
MIAX Pearl Equities RC-2023-13
Market Wide Circuit Breaker Testing
Member Designation Standards
June 26, 2023
MIAX Pearl Equities RC-2023-12
Market Wide Circuit Breaker Testing
Member Designation Standards