MIAX Emerald® Options Exchange Rule Filings

As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Emerald
SR-EMERALD-2019-05

Effective / Approved

Amend Rule 602, Appointment of Market Makers

February 19, 2019

MIAX Emerald
SR-EMERALD-2019-03

Effective / Approved

Amend Rule 519, MIAX Emerald Order Monitor

February 11, 2019