MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2022-23
Effective / Approved
Amend Rule 518, Complex Orders, and Rule 515, Execution of Orders and Quotes, to permit pricing of stock-option complex strategies in any decimal price the Exchange determines.
July 01, 2022
SR-EMERALD-2022-22
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing requirements for Uniform Forms, regarding Continuing Education Requirements.
June 28, 2022
SR-EMERALD-2022-21
Effective / Approved
Amend the Fee Schedule to amend certain Simple Maker rebates for Priority Customer orders in Penny Classes.
May 18, 2022
SR-EMERALD-2022-20
Withdrawn
This filing was withdrawn on May 18, 2022 and replaced with SR-EMERALD-2022-21.
May 10, 2022
SR-EMERALD-2022-16
Effective / Approved
Amend the Fee Schedule to adopt fees for a new service known as the High Precision Network Time Signal Service.
May 05, 2022
SR-EMERALD-2022-19
Withdrawn
This filing has been withdrawn on October 19, 2022.
May 02, 2022
SR-EMERALD-2022-18
Withdrawn
This filing has been withdrawn on October 19, 2022.
April 29, 2022
SR-EMERALD-2022-17
Withdrawn
This filing was withdrawn on May 10, 2022 and replaced with SR-EMERALD-2022-20.
April 28, 2022