All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a); Update to MGEX Rule
January 17, 2020
SR-PEARL-2020-02
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifying changes.
January 15, 2020
SR-EMERALD-2020-03
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifying changes.
January 15, 2020
SR-MIAX-2020-03
Effective / Approved
Amend the Fee Schedule to make minor, non-substantive corrective edits and clarifying changes.
January 14, 2020
SR-EMERALD-2020-02
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
January 10, 2020
SR-PEARL-2020-01
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XXXI, Registration, Qualification and Continuing Education.
January 09, 2020
SR-MIAX-2020-01
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
January 03, 2020
SR-MIAX-2019-53
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until June 30, 2020.
December 30, 2019