All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-49
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
December 05, 2019
SR-MIAX-2019-48
Effective / Approved
Amend Rule 1400, Definitions, to adopt a definition for a Complex Trade.
December 03, 2019
SR-PEARL-2019-34
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020.
November 13, 2019
SR-MIAX-2019-47
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020.
November 13, 2019
SR-EMERALD-2019-36
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program through June 30, 2020
November 13, 2019
SR-PEARL-2019-33
Withdrawn
This filing was withdrawn on December 20, 2019 and replaced with SR-PEARL-2019-36
October 22, 2019
SR-MIAX-2019-46
Withdrawn
This filing was withdrawn on December 20, 2019 and replaced with SR-MIAX-2019-51.
October 22, 2019
SR-MIAX-2019-45
Effective / Approved
Amend Rule 518, Complex Orders, to allow component legs of complex orders to execute outside the NBBO This rule change will be implemented on a date to be announced through a Regulatory Circular.
October 22, 2019