All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2021-21
Withdrawn
This filing has been withdrawn on September 30, 2021 and replaced with SR-EMERALD-2021-32.
June 30, 2021
SR-PEARL-2021-28
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove text pertaining to 10Gb connectivity that will no longer be offered by the Exchange and the corresponding fees for those services.
June 28, 2021
SR-MIAX-2021-27
Effective / Approved
Amend the Fee Schedule to remove text pertaining to 10Gb connectivity that will no longer be offered by the Exchange and the corresponding fees for those services.
June 28, 2021
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendment to MGEX Rules
June 18, 2021
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendment to MGEX Rules
June 18, 2021
Rule Certification Submission Pursuant to CTFC Regulation 40.6(a); Amendments to MGEX Rule 719.00.
June 18, 2021
SR-MIAX-2021-26
Effective / Approved
Amend the Fee Schedule to modify the alternative cPRIME Agency Order Credit under the PCRP.
June 09, 2021
SR-PEARL-2021-27
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adopt fees for the Liquidity Taker Event Report.
June 07, 2021