All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2023-03
Effective / Approved
Amend Exchange Rule 2618 applicable to MIAX Pearl Equities.
February 03, 2023
SR-MIAX-2023-04
Effective / Approved
Amend the Exchange Rule 1308, Supervision of Accounts, to extend the temporary remote inspection relief for Members through the earlier of the effective date of the FINRA Pilot Program, if approved, or December 31, 2023.
February 02, 2023
SR-PEARL-2023-02
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to modify the certain volume threshold for an alternative volume criteria for the Market Maker origin.
January 31, 2023
SR-MIAX-2023-03
Effective / Approved
Amend the MIAX Fee Schedule to modify the Priority Customer Rebate Program.
January 31, 2023
SR-PEARL-2023-01
Effective / Approved
Amend Rule 531, Reports and Market Data Products, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."
January 25, 2023
SR-MIAX-2023-02
Effective / Approved
Amend Rule 531, Reports and Market Data Reports, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."
January 25, 2023
SR-MIAX-2023-01
Effective / Approved
Amend Rule 518, Complex Orders, to allow complex orders with non-conforming ratios to be processed by the Exchange.
January 19, 2023
SR-EMERALD-2023-02
Effective / Approved
Amend Rule 531, Reports, Market Data Products and Services, to provide for the new “Liquidity Taker Event Report – Resting Simple Orders”
January 18, 2023