All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-60
Effective / Approved
MIAX Pearl Options proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX.
December 19, 2022
SR-MIAX-2022-48
Effective / Approved
MIAX proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX Pearl.
December 16, 2022
SR-PEARL-2022-59
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt a monthly Membership Fee.
December 09, 2022
SR-PEARL-2022-58
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022
SR-PEARL-2022-57
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, to allow GTC orders to be cancelled upon disconnect.
December 08, 2022
SR-MIAX-2022-46
Effective / Approved
Delay implementation of an Amendment to Rule 518, Complex Orders,to remove the provision which provides that a component of a complex order that legs into the Simple Order Book may not execute at a price that is outside the NBBO until the third quarter of 2023.
December 08, 2022
SR-MIAX-2022-45
Effective / Approved
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022
SR-EMERALD-2022-36
Effective / Approved
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022