All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2017-35
Effective / Approved
Amend the Fee Schedule to adopt a fee for the sale of historical market data.
October 11, 2017
SR-MIAX-2017-42
Effective / Approved
Amend the Fee Schedule to adopt a fee for the sale of historical market data.
October 11, 2017
SR-PEARL-2017-34
Effective / Approved
Amend the Fee Schedule to modify the priority customer taker fees.
September 29, 2017
SR-MIAX-2017-41
Effective / Approved
Amend Rule 529, Order Routing to Other Exchanges, to provide additional information in the route notification broadcast.
September 20, 2017
SR-MIAX-2017-39
Effective / Approved
Adopt rules to permit the Exchange to list and trade cash-settled index options.
August 09, 2017
SR-MIAX-2017-40
Effective / Approved
Amend the Fee Schedule to adopt transaction fees and rebates for (i) Complex PRIME (cPRIME) Orders, (ii) Complex Qualified Contingent Cross (cQCC) Orders, and (iii) Complex Customer Cross (cC2C) Orders.
August 07, 2017
SR-PEARL-2017-33
Effective / Approved
Amend Rules 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and 504, Trading Halts.
August 02, 2017
SR-MIAX-2017-38
Effective / Approved
Amend Rules 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and 504, Trading Halts.
August 01, 2017