All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2018-26
Effective / Approved
Amend Rule 203, Qualification and Registration of Members and Associated Persons, Rule 1301, Registration of Options Principals, and Rule 1302, Registration of Representatives relating to the Securities Industry Essentials ("SIE") Examination.
September 27, 2018
SR-PEARL-2018-19
Withdrawn
Amend the Fee Schedule to modify certain network fees.
September 18, 2018
SR-MIAX-2018-25
Withdrawn
Amend the Fee Schedule to modify certain connectivity fees.
September 18, 2018
SR-PEARL-2018-18
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedures Plan, and Rule 406, Long-Term Option Contracts.
August 30, 2018
SR-MIAX-2018-24
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedure Plan, Rule 406, Long-Term Option Contracts, and Rule 1809, Terms of Index Options Contracts.
August 30, 2018
SR-MIAX-2018-23
Effective / Approved
Amend the Fee Schedule to modify the Monthly Trading Permit and MEI Port Fees.
August 07, 2018
SR-PEARL-2018-17
Effective / Approved
Amend the Fee Schedule to modify the transaction fees.
August 01, 2018
SR-PEARL-2018-15
Effective / Approved
Amend Rule 514, Priority on the Exchange, to expand the scope of self-trade protection available to Members.
August 01, 2018