MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-35
Withdrawn
Proposal to amend the Fee Schedule to adjust the Options Regulatory Fee.
August 01, 2019
SR-MIAX-2019-34
Effective / Approved
Amend the Fee Schedule to adjust certain PRIME Agency Order Credits.
July 31, 2019
SR-MIAX-2019-33
Effective / Approved
Amend Rule 520, Limitations on Orders, to remove certain order entry restrictions on Electronic Exchange Members.
July 18, 2019
SR-MIAX-2019-32
Effective / Approved
Amend Rule 503, Openings on the Exchange, to add additional detail and align the operation of the Rule to MIAX Emerald Rule 503.
July 03, 2019