MIAX Options® Exchange Rule Filings

As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2019-19

Effective / Approved

Amend Rule 530, Limit Up-Limit Down, and Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to extend the pilot to the close of business on October 18, 2019, for certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatility

April 05, 2019

MIAX Options
SR-MIAX-2019-18

Withdrawn

This filing was withdrawn and refiled as SR-MIAX-2019-20

March 29, 2019

MIAX Options
SR-MIAX-2019-17

Effective / Approved

Amend the Fee Schedule to modify fees and rebates for QCC and cQCC orders

March 27, 2019

MIAX Options
SR-MIAX-2019-16

Effective / Approved

Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to add classes to the Penny Pilot Program on a quarterly basis.

March 22, 2019