MIAX Options Disciplinary Actions


Filter By:


MIAX Options DA-2020067485613

Notice of Letter of Consent No. 2020067485613 BofA Securities, Inc.
 

June 27, 2024

MIAX Options DA-2017056214406

Notice of Letter of Consent No. 2017056214406 Jefferies LLC

February 26, 2024

MIAX Options DA 2021069249706

Notice of Letter of Consent No. 2021069249706 Susquehanna Securities, LLC

April 20, 2023

MIAX Options DA-2020067200701

Notice of Letter of Consent No. 2020067200701 Credit Suisse Securities (USA) LLC

November 11, 2022

MIAX Options DA-20190610657

Notice of Letter of Consent No. 20190610657 Jefferies LLC
 

November 11, 2022

MIAX Options DA-20180580170

Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP

November 11, 2022

MIAX Options DA 20190611843

Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC

June 23, 2022

MIAX Options DA 20190610611

Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC

June 23, 2022