MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-45
Effective / Approved
Amend Rule 518, Complex Orders, to allow component legs of complex orders to execute outside the NBBO This rule change will be implemented on a date to be announced through a Regulatory Circular.
October 22, 2019
SR-MIAX-2019-44
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and Rule 530, Limit Up-Limit Down, to make permanent certain options market rules that are linked to the equity market Plan to Address Extraordinary Market Volatiility.
October 16, 2019
SR-MIAX-2019-43
Effective / Approved
Amend the Fee Schedule to extend the waiver of certain non-transaction fees for Market Makers in Proprietary Products until December 31, 2019.
October 01, 2019
SR-MIAX-2019-41
Effective / Approved
Amend Rule 519, MIAX Order Monitor, to clarify the rule text.
October 01, 2019