MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-51
Effective / Approved
Amend the Fee Schedule to modify certain connectivity fees.
December 20, 2019
SR-MIAX-2019-50
Effective / Approved
Amend, reorganize and enhance the Exchange's membership, registration and qualification rules and consolidate the rules into new Chapter XIX, Registration, Qualification and Continuing Education.
December 10, 2019
SR-MIAX-2019-49
Effective / Approved
Amend the Fee Schedule to update the list of MIAX Select Symbols.
December 05, 2019
SR-MIAX-2019-48
Effective / Approved
Amend Rule 1400, Definitions, to adopt a definition for a Complex Trade.
December 03, 2019