MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-36
Effective / Approved
Amend Rule 518,Complex Orders, to state that orders and quotes executed in a Complex Auction will be allocated first in price priority based on their original limit price (or protected price, as described in Interpretation and Policy .05, if price protection is engaged).
August 12, 2019
SR-MIAX-2019-37
Effective / Approved
Amend Rule 518, Complex Orders, to adopt new Interpretation and Policy .07, SPIKES Combo Orders, to further facilitate delta neutral transactions for investors that use complex orders to trade SPIKES options
August 09, 2019
SR-MIAX-2019-35
Withdrawn
Proposal to amend the Fee Schedule to adjust the Options Regulatory Fee.
August 01, 2019
SR-MIAX-2019-34
Effective / Approved
Amend the Fee Schedule to adjust certain PRIME Agency Order Credits.
July 31, 2019