MIAX Emerald® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Emerald is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Emerald is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Emerald will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2023-17
Withdrawn
This filing was withdrawn on July 27, 2023 and replaced with SR-EMERALD-2023-20.
July 18, 2023
SR-EMERALD-2023-16
Effective / Approved
Proposal to make a number of minor, non-substantive edits to Interpretations and Policies .01(b) of Exchange Rule 100, Exchange Rule 515A, and Interpretations and Policies .03 of Exchange Rule 521.
July 17, 2023
SR-EMERALD-2023-15
Effective / Approved
Amend the Fee Schedule to adopt new routing groups and fees for Nasdaq MRX.
June 29, 2023
SR-EMERALD-2023-14
Withdrawn
This filing was withdrawn on August 8, 2023 and replaced with SR-EMERALD-2023-19.
June 16, 2023
SR-EMERALD-2023-13
Withdrawn
This filing has been withdrawn on January 17, 2024.
June 07, 2023
SR-EMERALD-2023-12
Withdrawn
This filing was withdrawn on June 16, 2023 and replaced with SR-EMERALD-2023-14.
April 20, 2023
SR-EMERALD-2023-11
Effective / Approved
Amend the Fee Schedule to adopt new fees for Priority Customer Complex Orders that leg into the Simple Order Book.
April 13, 2023
SR-EMERALD-2023-10
Withdrawn
This filing was withdrawn on June 7, 2023 and replaced with SR-EMERALD-2023-13.
April 11, 2023