All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-SAPPHIRE-2024-22
Withdrawn
This filing was withdrawn on October 10, 2024 and replaced with SR-SAPPHIRE-2024-32.
August 14, 2024
SR-SAPPHIRE-2024-21
Withdrawn
This filing waswithdrawn on August 14, 2024 and replaced with SR-SAPPHIRE-2024-22.
August 09, 2024
SR-SAPPHIRE-2024-17
Effective / Approved
Amend Exchange Rule 1903, Continuing Education, to clarify continuing education program requirements.
August 09, 2024
SR-SAPPHIRE-2024-15
Withdrawn
This filing was withdrawn on August 21, 2024 and replaced with SR-SAPPHIRE-2024-26.
August 09, 2024
SR-SAPPHIRE-2024-20
Effective / Approved
Amend the Sapphire Fee Schedule to establish: 1) one-time membership application fees; 2) trading permit fees; 3) API testing and certification fees; and 4) network connectivity testing and certification fees.
August 08, 2024
SR-SAPPHIRE-2024-19
Effective / Approved
Amend the Sapphire Fee Schedule to adopt transaction fees and rebates.
August 08, 2024
SR-SAPPHIRE-2024-18
Withdrawn
This filing was withdrawn on October 4, 2024 and replaced with SR-Sapphire-2024-31.
August 08, 2024
SR-SAPPHIRE-2024-16
Effective / Approved
Amend the Sapphire Fee Schedule to establish: 1) pass-through of external connectivity fees; 2) MPID fees; and 3) a technical support request fee.
August 07, 2024