All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-SAPPHIRE-2024-03
Effective / Approved
Amend Exchange Rule 100, Definitions, to adopt a definition of Professional Interest Amend Exchange Rules Rule 518, Complex Orders; and Rule 530. Limit Up-Limit Down, to update rule citations to Rule 600(b) of Reg NMS
July 24, 2024
SR-SAPPHIRE-2024-02
Effective / Approved
Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to harmonize the rule to the Exchange's affiliate, MIAX Pearl Options Rule 404.
July 24, 2024
MGEX-DCM-24-19
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
July 23, 2024
SR-SAPPHIRE-2024-01
Effective / Approved
A Proposal to establish the MIAX Sapphire Top of Market (“ToM”) data feed, MIAX Sapphire Complex Top of Market (“cToM”) data feed, and MIAX Sapphire Liquidity Feed (“SLF”).
July 19, 2024
SR-PEARL-2024-30
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Strike Interval for Options on GLD.
July 09, 2024
SR-MIAX-2024-30
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Strike Interval for Options on GLD.
July 09, 2024
SR-MIAX-2024-29
Withdrawn
This filing has been withdrawn on July 9, 2024.
July 01, 2024
SR-PEARL-2024-29
Effective / Approved
Amend the Pearl Options Fee Schedule to amend the exchange grouping of options exchanges within the routing fee table.
June 28, 2024