All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2024-01
Suspended
Amend the Fee Schedule to adopt Consolidated Audit Trail Funding Fees.
January 02, 2024
SR-PEARL-2023-73
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to 1) add two interim tiers to the NBBO Setter Plus Table, and 2) remove the Step-Up Added Liquidity Rebate.
December 29, 2023
Rule Certification Submission Pursuant to Regulation 40.6(a); Delisting of SPIKES Volatility Index Futures
December 28, 2023
SR-PEARL-2023-72
Effective / Approved
Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to adopt Monthly Options Series.
December 22, 2023
SR-PEARL-2023-71
Effective / Approved
Amend Pearl Equities Exchange Rule 2615(d) regarding the Contingent Open performed on the Exchange's equity trading platform
December 14, 2023
SR-PEARL-2023-70
Effective / Approved
Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program.
December 13, 2023
SR-EMERALD-2023-31
Effective / Approved
Amend Exchange Rule 517, Quote Types Defined, to adopt new risk protection functionality.
December 13, 2023
SR-PEARL-2023-69
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to modify the Remove Volume Tiers and modify the expiration month for the Step-Up Added Volume Liquidity Rebate.
December 12, 2023