All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
MIAX Futures-DCO-25-05
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Bylaws.
February 11, 2025
SR-SAPPHIRE-2025-07
Withdrawn
This filing was withdrawn on February 20, 2025 and replaced with SR-SAPPHIRE-2025-08.
February 07, 2025
SR-SAPPHIRE-2025-06
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to List and Trade Options on the Goldman Sachs Physical Gold ETF and amend the names of certain trusts to reflect their current names.
February 06, 2025
SR-PEARL-2025-04
Effective / Approved
Proposal to amend Pearl Options Exchange Rule 402, Criteria for Underlying Securities, to list and trade options on the Goldman Sachs Physical Gold ETF and amend the names of certain trusts to reflect their current names.
February 06, 2025
SR-MIAX-2025-04
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to list and trade options on the Goldman Sachs Physical Gold ETF and amend the names of certain trusts to reflect their current names.
February 06, 2025
MIAX Futures-DCO-25-04
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Fee Schedule.
February 06, 2025
MIAX Futures-DCM-25-05
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Fee Schedule.
February 06, 2025
SR-PEARL-2025-03
Withdrawn
This filing was withdrawn on February 13, 2025 and replaced with SR-PEARL-2025-05.
January 31, 2025