All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-56
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-PEARL-2025-02.
November 29, 2024
SR-MIAX-2024-45
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-MIAX-2025-02.
November 29, 2024
SR-EMERALD-2024-27
Withdrawn
This filing was withdrawn on January 14, 2025 and replaced with SR-EMERALD-2025-02.
November 29, 2024
SR-SAPPHIRE-2024-39
Withdrawn
This filing was withdrawn on January 23, 2025 and replaced with SR-SAPPHIRE-2025-04.
November 25, 2024
SR-MIAX-2024-44
Effective / Approved
Amend Exchange Rule 1306, Branch Offices, and Rule 1308, Supervision of Accounts, to adopt Office of Supervisory Jurisdiction ("OSJ ") definition and Residential Supervisory Location ("RSL") classification based on FINRA rules.
November 25, 2024
MIAX Futures-DCO-24-19
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Bylaws and Rules.
November 22, 2024
MIAX Futures-DCM-24-29
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Bylaws and Rules.
November 22, 2024
SR-SAPPHIRE-2024-38
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to allow the Exchange to list and trade options on the Fidelity Wise Origin Bitcoin Fund and the ARK 21 Shares Bitcoin ETF.
November 21, 2024