All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-42
Effective / Approved
Amend the Fee Schedule to modify the MIAX Price Improvement Mechanism ("PRIME") and the MIAX Complex Price Improvement Mechanism ("cPRIME") Fees.
September 30, 2021
SR-EMERALD-2021-32
Withdrawn
This filing has been withdrawn on October 14, 2021 and replaced with SR-EMERALD-2021-34.
September 30, 2021
SR-MIAX-2021-43
Withdrawn
This filing has been withdrawn on December 1, 2021 and replaced with SR-MIAX-2021-60.
September 28, 2021
SR-EMERALD-2021-31
Withdrawn
This filing was withdrawn on December 1, 2021 and replaced with SR-EMERALD-2021-43.
September 28, 2021
SR-PEARL-2021-45
Withdrawn
This filing has been withdrawn on December 1, 2021 and replaced with SR-PEARL-2021-57.
September 24, 2021
SR-PEARL-2021-43
Effective / Approved
Amend Exchange Rules 100, Definitions, 402, Criteria for Underlying Securities, 403, Withdrawal of Approval of Underlying Securities, 404, Series of Option Contracts Open for Trading, 404A, Select Provisions of Options Listing Procedures Plan, 406, Long-Term Option Contracts, 500, Access to and Conduct on the Exchange, 503, Openings on the Exchange, 515, Execution of Orders, and 519, MIAX Pearl Order Monitor, to make minor, non-substantive edits and clarifying changes to the rule text.
September 24, 2021
SR-MIAX-2021-41
Withdrawn
This filing has been withdrawn on December 1, 2021 and replaced with SR-MIAX-2021-59.
September 24, 2021
SR-MIAX-2021-40
Effective / Approved
Amend Exchange Rules 402, Criteria for Underlying Securities, 403, Withdrawal of Approval of Underlying Securities, 404, Series of Option Contracts Open for Trading, 404A, Select Provisions of Options Listing Procedures Plan, 503, Openings on the Exchange, 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism, and 518, Complex Orders to make minor non-substantive edits and clarifying changes to provide consistency and clarity within the rule text.
September 24, 2021