All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-SAPPHIRE-2024-36
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust.
November 18, 2024
SR-PEARL-2024-52
Effective / Approved
Amend Pearl Options Exchange Rule 402, Criteria for Underlying Securities, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust.
November 18, 2024
SR-MIAX-2024-40
Effective / Approved
Amend Rule 402, Criteria for Underlying Securities, Rule 307, Position Limits, and Rule 309, Exercise Limits, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust.
November 18, 2024
SR-PEARL-2024-51
Effective / Approved
Amend MIAX Pearl Equities Rule 2300, Supervision, with certain changes by FINRA to its Rule 3110 to permit eligible Members to participate in FINRA’s remote inspections program and to adopt FINRA’s Residential Supervisory Location classification.
November 01, 2024
SR-SAPPHIRE-2024-35
Effective / Approved
Amend the MIAX Sapphire Fee Schedule related to the Options Regulatory Fee ("ORF") to extend the current sunset date of October 31, 2024 to May 31, 2025.
October 31, 2024
SR-PEARL-2024-50
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend the rebates for executions of orders in securities priced at or above $1.00 per share for Added Displayed Volume.
October 31, 2024
Sr-PEARL-2024-49
Effective / Approved
Amend the Pearl Options Fee Schedule to 1) amend certian maker rebates for the priority customer origin, and 2) amend the Market-Maker origin for the step-up maker rebate.
October 31, 2024
SR-SAPPHIRE-2024-34
Effective / Approved
Amend the Fee Schedule to adopt fees for Purge Ports.
October 17, 2024