All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-EMERALD-2024-16
Pending
Amend Rule 1903, Continuing Education, to reopen the period by which eligible Members who participate in the Maintaining Qualifications Program will be able to complete their prescribed 2022 and 2023 continuing education content.
June 28, 2024
MGEX-DCO-24-13
Pending
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
June 14, 2024
MGEX-DCO-24-12
Pending
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Rules
June 14, 2024
MGEX-DCM-24-17
Pending
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Rules
June 14, 2024
MGEX-DCM-24-16
Pending
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MGEX Bylaws
June 14, 2024
SR-PEARL-2024-26
Effective / Approved
Proposal to amend the MIAX Pearl Equities Fee Schedule to: 1) amend certain fees for executions of orders in securities priced at or above $1.00 per share that remove liquidity; and 2) establish a new volume calculation method for the NBBO Program.
June 07, 2024
SR-PEARL-2024-25
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish market data fees.
May 31, 2024
SR-PEARL-2024-24
Withdrawn
This filing was withdrawn on June 7, 2024 and replaced with SR-PEARL-2024-26.
May 31, 2024