All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
MIAX Futures-DCO-24-18
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Bylaws
October 11, 2024
MIAX Futures-DCM-24-26
Effective / Approved
Rule Certification Submission Pursuant to Regulation 40.6(a); Amendments to MIAX Futures Bylaws
October 11, 2024
SR-SAPPHIRE-2024-32
Effective / Approved
Amend the Sapphire Fee Schedule to adopt connectivity and port fees.
October 10, 2024
SR-PEARL-2024-48
Effective / Approved
Amend MIAX Pearl Equities Rule 2618, Risk Settings and Trading Risk Metrics, to allow Equity Members to cancel a subset of orders over an order entry port. This proposal will become operative and announced via a Trading Alert.
October 08, 2024
SR-SAPPHIRE-2024-31
Effective / Approved
Amend the Sapphire Fee Schedule to establish fees for the Exchange's proprietary market data products.
October 04, 2024
SR-PEARL-2024-47
Effective / Approved
Adopt Both an Early and Late Trading Session on its Equity Trading Platform. This proposal will become operative and announced via a Trading Alert.
October 03, 2024
SR-PEARL-2024-46
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to reduce the fee for liquidity removing transactions in securities priced below $1.00.
September 30, 2024
SR-SAPPHIRE-2024-30
Effective / Approved
Amend the Fee Schedule to waive transaction rebates/fees for transactions executed during the opening and for transactions that uncross the Away Best Bid or Offer (" ABBO").
September 27, 2024