All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options and MIAX Emerald® Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-01
Withdrawn
Adopt MIAX Options Rules 808 - 819 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”). Withdrawn and refiled as SR-MIAX-2017-03.
January 17, 2017
SR-PEARL-2016-01
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program
December 30, 2016
SR-MIAX-2016-48
Effective / Approved
Amend the MIAX Options Fee Schedule to Modify the Exchange's Other Market Participant Transaction Fees
December 15, 2016
SR-MIAX-2016-47
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to System Connectivity Fees
December 13, 2016
SR-MIAX-2016-46
Effective / Approved
Amend MIAX Rule 515A MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism Relating to Auction Eligibility Requirements
November 25, 2016
SR-MIAX-2016-45
Effective / Approved
Amend MIAX Rule 510 to Extend the Penny Pilot Program Until June 30, 2017
November 21, 2016
SR-MIAX-2016-44
Effective / Approved
Amend MIAX Rule 518 Complex Orders Relating to Capping RFR Responses and the Commencement of a Complex Auction
November 18, 2016
SR-MIAX-2016-43
Effective / Approved
Amend MIAX Rule 605 Market Maker Orders Relating to Permissible Order Types for Market Makers
November 03, 2016