MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-04
Withdrawn
Amend the Fee Schedule to clarify the fees relating to the MIAX Express Network Interconnect ("MENI"). This filing was withdrawn and refiled as SR-MIAX-2017-05.
February 03, 2017
SR-MIAX-2017-03
Effective / Approved
Adopt Rules 1701 - 1712 to implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”).
January 30, 2017
SR-MIAX-2017-02
Effective / Approved
Amend the Fee Schedule to modify the Market Maker and Other Market Participant Transaction Fees relating to Complex Orders.
January 27, 2017
SR-MIAX-2017-01
Withdrawn
Adopt MIAX Options Rules 808 - 819 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan”). Withdrawn and refiled as SR-MIAX-2017-03.
January 17, 2017