MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2016-36
Effective / Approved
Amend the MIAX Options Fee Schedule to Enhance MIAX Data Products for Complex Orders
October 14, 2016
SR-MIAX-2016-35
Effective / Approved
Amend MIAX Rule 503 Openings on the Exchange and MIAX Rule 603 Obligations of Market Makers to Clarify a PLMM's Quoting Obligations at the Opening
September 23, 2016
SR-MIAX-2016-34
Effective / Approved
Amend MIAX Rule 519C Mass Cancellation of Trading Interest to Provide Members with an Additional Risk Protection Mechanism for Quotes and Orders in the System
September 22, 2016
SR-MIAX-2016-33
Effective / Approved
Amend the MIAX Options Fee Schedule to Offer Two Additional Limited Service MIAX Express Interface ("MEI") Ports to Market Makers
September 15, 2016